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Privacy Notice

LPL Financial Privacy Notice


During the course of our relationship, LPL Financial., (hereafter “We”) collects and retains non-public information (“NPI”) about you (e.g. name, address, Social Security number, birth date, assets and income) from the following sources: 

• Investment/Insurance applications, new account forms and other forms and agreements;

• Transactions with us, our clearing firm, or other chosen investment sponsors,

• Other various materials utilized by your representative in order to put forth an appropriate recommendation or to fill a service request.

We may use this information in order to develop, offer, and deliver products and services; process transactions in your account; respond to inquiries from you or your representative; or to fulfill legal and regulatory requirements.

We do not disclose/share any NPI of our customers or former customers to any unaffiliated third party unless:

1. It is necessary to fulfill a transaction or service request related to your account(s);
2. We are required to do so by a regulator, a court of competent jurisdiction or applicable law;
3. It is by customer request.

As this is our practice, we are not required to have "Opt-out" provisions or methods per the exemptive relief provided under section 248.13 of the Gramm-Leach-Bliley Act.

We restrict access of NPI to required personnel in the provision of requested services and maintain physical, procedural and electronic safeguards that comply with federal standards.


 

 

 

 

 

 

 

 

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Contact Information

  • info@scarbroughfinancial.com
  •  
  • North Bay
  •   Phone: 707-523-7400
  •  
  • Marin
  •   Phone: 415-870-2355
  •  
  • Office Hours
  •   Monday - Friday:
    8:30AM - 5:00PM

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LPL Financial Form CRS »

The financial consultants of Scarbrough Financial Group, LLC are Registered Representatives with, and Securities and Advisory Services offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC. The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: CA, OR, WA TX, MA, NY, AZ Check the background of this firm on FINRA’s BrokerCheck.